职责描述: 1.The role is an extension of the Asset Management Compliance Advisory team in Hong Kong and will assist the team in the deployment and ongoing adherence to globally consistent Compliance policy for HSBC Global Asset Management (Hong Kong) Limited (“AMHK”). It will provide ongoing advisory and monitoring support to ensure that AMHK develop and maintain the highest Compliance standards by following both the letter and the spirit of the relevant regulatory requirements, Group Standards Manual and the Compliance FIMs. 2.Provide day-to-day compliance advice to AMHK business, including regulatory advice on AMHK licensing matters, cross-border business activities, marketing materials, and other applicable regulatory requirements as assigned from time to time. 3.Assist in providing oversight and challenge to AMHK business, including risk and control assessments review, oversight and advisory as risk steward of AMHK business, for mitigating compliance and reputational risks associated with AMHK business. 4.Provide support in developing and reviewing compliance policies and procedures to ensure it is up to date to meet regulatory requirements. 5.Provide support in AMHK’s compliance monitoring program and quality assurance review to ensure compliance with regulations applicable to AMHK’s business including Securities and Futures Ordinance, the SFC Fund Manager Code of Conduct, SFC Code of Conduct for licensed person and Code for Unit Trusts and Mutual Funds. 6.Assist with ongoing compliance advisory and monitoring on personal account dealing. 7.Review compliance monitoring alert such as trade surveillance and electronic surveillance to ensure regulatory and internal requirements are complied with and escalate exceptions, where required. 8.Assist in preparation of periodic or ad-hoc internal reporting requests from Group Compliance and Asset Management Compliance within required timeline. 9.Providing regular or ad-hoc in-house compliance training. 10.Enhance compliance culture and standards and raise awareness of regulatory requirements. 11.Undertake ad hoc tasks for the AMHK Compliance Advisory team as assigned from time to time. 12.For the purpose of this Job Profile, AMHK means AMHK and its affiliates management companies including HSBC Investment Funds (Hong Kong) Limited and HSBC Global Asset Management Holdings (Bahamas) Limited. 任职要求: 1.Graduate in Business Administration, Finance, Law of equivalent professional qualification. 2.Minimum 4 to 6 years work experience in roles relating to compliance, risk, audit or control. 3.Fluent in English, Cantonese and Mandarin, and proficient in both English and Chinese. 4.Strong written and verbal communication skills with attention to detail. 5.Good analysis, interpretation skill. 6.Robust, accountable and good team player. 福利待遇 - 具竞争力的薪酬：基本工资 绩效奖金 轮班补贴 早晚班交通津贴； - 健全福利保障：五险一金 补充性商业医疗保险 免费年度体检； - 畅享10 天假期：除享有国家法定节假日外，还拥有至少10天带薪年假、12天带薪病假、1天生日假、婚假、产检假、产假以及陪产假、哺乳假等，助您达到工作生活的平衡； - 弹性福利制度：年假可买卖，商业医疗保险套餐可升级，您还可申请旅游补贴、个人进修补助、运动健身补贴等，满足个性化福利需求； - 人性化工作环境：使用公司的员工餐厅、咖啡室、休息室、娱乐室等，进行劳逸结合； - 多元化员工活动：运动会、团建、年会等精彩活动给您平台，任您施展才华。 培训与发展 - 广阔的职业发展平台：遍及全球的集团网络，提供扩展人脉及跨文化交流的机会，您还可申请不同国家及地区的长短期职位，不断挑战自我； - 系统性人才培育及发展：配备职业导师，为您提供清晰的职业规划指导，充分挖掘横向及纵向的发展潜力； - 完善的专业培训体系：入职即可享带薪培训，多元化的培训机会，还有资源及教育援助，帮您逐步实现职业目标。